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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-22
  • TX RA
    APPROVED
    Since 2025-09-22

Branch Locations

Houston, TX • United States

915 Heights Blvd., Houston, TX 77008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Houston TX 06/2025 Present
South Texas College Of Law Houston TX 01/2025 Present
South Texas College Of Law Houston TX 08/2024 12/2024
Suffolk University Law School Boston MA 08/2023 07/2024
Prideone/Institutional Shareholder Services Norman OK 02/2023 06/2023
Unemployed Norman OK 06/2022 01/2023
University Of Oklahoma Norman OK 08/2018 05/2022
Centreville High School Clifton VA 09/2014 06/2018
National Ferry Corp. Washington DC 07/2016 09/2016
National Ferry Corp. Washington DC 07/2017 09/2017
National Ferry Corp. Washington DC 06/2018 08/2018
National Ferry Corp. Washington DC 05/2019 08/2019
  • 06/2025 → Present
    Houston, TX
  • 01/2025 → Present
    South Texas College Of Law
    Houston, TX
  • 08/2024 → 12/2024
    South Texas College Of Law
    Houston, TX
  • 08/2023 → 07/2024
    Suffolk University Law School
    Boston, MA
  • 02/2023 → 06/2023
    Prideone/Institutional Shareholder Services
    Norman, OK
  • 06/2022 → 01/2023
    Unemployed
    Norman, OK
  • 08/2018 → 05/2022
    University Of Oklahoma
    Norman, OK
  • 09/2014 → 06/2018
    Centreville High School
    Clifton, VA
  • 07/2016 → 09/2016
    National Ferry Corp.
    Washington, DC
  • 07/2017 → 09/2017
    National Ferry Corp.
    Washington, DC
  • 06/2018 → 08/2018
    National Ferry Corp.
    Washington, DC
  • 05/2019 → 08/2019
    National Ferry Corp.
    Washington, DC
Other Businesses

1- 06/04/2026 - Goose Creek Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/09/2026 - 160 hours per month/ 130 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-19
  • S66 Uniform Combined State Law Examination
    2025-09-19
Other Names
  • Kevin Moran

View on SEC IAPD

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