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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
| NC | RA | APPROVED | 2025-09-29 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Charlotte | NC | 11/2024 | Present |
| Mml Investors Services, Llc | Charlotte | NC | 05/2025 | Present |
| Wells Fargo | Charlotte | NC | 07/2023 | 11/2024 |
| University Of North Carolina Wilmington | Wilmington | NC | 08/2019 | 06/2023 |
| Southlake Christian Academy | Huntersville | NC | 08/2014 | 08/2019 |
| Bone Fish Grill | Wilmington | NC | 04/2020 | 08/2021 |
| University Of North Carolina Wilmington | Wilmington | NC | 08/2021 | 08/2022 |
| Go Big Red Management Llc | Charlotte | NC | 01/2020 | Present |
(1) Name: Go Big Red Management LLC Inv Rel: Y Add: 1443 Mount Isle Harbor Drive, Charlotte, NC 28214 Nature: Real Estate Investment Position: Investment Analyst Start Date: 01/01/2020 No Hrs/Mo: 6 No/Hrs Mo during trading: 0 Describe Duties: Scout new markets for properties, analyze investment opportunities, and participant in real estate transaction. (2) Name: Jack Quist Inv Rel: Y Add: 4350 Congress St, Charlotte, NC 28209 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 06/06/2025 No Hrs/Mo: 10 No/Hrs Mo during trading: 10 Describe Duties: Life, Disability, and Long-term care. (3) Name: MDJ Properties LLC, Inv Rel: Y Add: 1443 Mount Isle Harbor Drive, Charlotte, NC 28214, Nature: Property owner and management, Position: Owner, Start Date: 04/01/2024, No Hrs/Mo: 2, No/Hrs Mo during trading: 2, Describe Duties: Property management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-11 |
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