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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-14
NC RA APPROVED 2025-09-29
  • TX RA
    APPROVED
    Since 2026-07-14
  • NC RA
    APPROVED
    Since 2025-09-29

Branch Locations

Charlotte, NC • United States

4350 Congress Street Suite 300, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Charlotte NC 11/2024 Present
Mml Investors Services, Llc Charlotte NC 05/2025 Present
Wells Fargo Charlotte NC 07/2023 11/2024
University Of North Carolina Wilmington Wilmington NC 08/2019 06/2023
Southlake Christian Academy Huntersville NC 08/2014 08/2019
Bone Fish Grill Wilmington NC 04/2020 08/2021
University Of North Carolina Wilmington Wilmington NC 08/2021 08/2022
Go Big Red Management Llc Charlotte NC 01/2020 Present
  • 11/2024 → Present
    Massmutual Life Insurance Co
    Charlotte, NC
  • 05/2025 → Present
    Charlotte, NC
  • 07/2023 → 11/2024
    Wells Fargo
    Charlotte, NC
  • 08/2019 → 06/2023
    University Of North Carolina Wilmington
    Wilmington, NC
  • 08/2014 → 08/2019
    Southlake Christian Academy
    Huntersville, NC
  • 04/2020 → 08/2021
    Bone Fish Grill
    Wilmington, NC
  • 08/2021 → 08/2022
    University Of North Carolina Wilmington
    Wilmington, NC
  • 01/2020 → Present
    Go Big Red Management Llc
    Charlotte, NC
Other Businesses

(1) Name: Go Big Red Management LLC Inv Rel: Y Add: 1443 Mount Isle Harbor Drive, Charlotte, NC 28214 Nature: Real Estate Investment Position: Investment Analyst Start Date: 01/01/2020 No Hrs/Mo: 6 No/Hrs Mo during trading: 0 Describe Duties: Scout new markets for properties, analyze investment opportunities, and participant in real estate transaction. (2) Name: Jack Quist Inv Rel: Y Add: 4350 Congress St, Charlotte, NC 28209 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 06/06/2025 No Hrs/Mo: 10 No/Hrs Mo during trading: 10 Describe Duties: Life, Disability, and Long-term care. (3) Name: MDJ Properties LLC, Inv Rel: Y Add: 1443 Mount Isle Harbor Drive, Charlotte, NC 28214, Nature: Property owner and management, Position: Owner, Start Date: 04/01/2024, No Hrs/Mo: 2, No/Hrs Mo during trading: 2, Describe Duties: Property management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-11
  • S66 Uniform Combined State Law Examination
    2025-09-11

View on SEC IAPD

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