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Inactive

William Francis Howe

Raymond James (Usa) Ltd.

Brooklin

Brooklin

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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-27
  • CA RA
    APPROVED
    Since 2025-06-27

Branch Locations

4 Cassels Road, Brooklin L1M 1A4 • Canada

4 Cassels Road West, Brooklin L1M 1A5 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd. Vancouver 06/2008 Present
Raymond James Financial Planning Ltd. Vancouver 06/2008 Present
  • 06/2008 → Present
    Raymond James Ltd.
    Vancouver
  • 06/2008 → Present
    Raymond James Financial Planning Ltd.
    Vancouver
Other Businesses

1) Raymond James Ltd. ("RJL"), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James (USA) Ltd. The business is investment related. William Howe is located at 4 Cassels Road, Brooklin, Ontario L1M 1A4 and has been employed since June 2, 2008. They are a full-time employee/agent and their title with RJL is Financial Advisor. They devote 160 hours a month to this business during business and trading hours. Their job duties include sales. 2) Raymond James Financial Planning Ltd. ("RJFP"), is the insurance and estate planning division of Raymond James Ltd. RJFP deals with insurance solutions, wealth management, tax and estate planning and business continuity. William Howe is located at 4 Cassels Road, Brooklin, Ontario L1M 1A4 and has been licensed with RJFP since June 2, 2008. They are a full-time agent. They devote 20 hours a month to this business during business and trading hours. Their job duties include life insurance sales &/or financial planning.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-27
  • S65 Uniform Investment Adviser Law Examination
    2025-06-27

View on SEC IAPD

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