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Monika Hanssen Mugg

Mai Capital Management, LLC

Los Angeles, CA

Evoke Advisors

Los Angeles, CA

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-12
TX RA APPROVED 2025-11-12
  • CA RA
    APPROVED
    Since 2025-11-12
  • TX RA
    APPROVED
    Since 2025-11-12

Branch Locations

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Evoke Advisors

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-13
OH RA APPROVED 2023-06-12
NY RA APPROVED 2023-05-30
TX RA APPROVED 2023-05-30
FL RA APPROVED 2021-02-18
NV RA APPROVED 2020-07-01
CO RA APPROVED 2020-06-17
CA RA APPROVED 2019-06-05
  • NJ RA
    APPROVED
    Since 2023-06-13
  • OH RA
    APPROVED
    Since 2023-06-12
  • NY RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED
    Since 2023-05-30
  • FL RA
    APPROVED
    Since 2021-02-18
  • NV RA
    APPROVED
    Since 2020-07-01
  • CO RA
    APPROVED
    Since 2020-06-17
  • CA RA
    APPROVED
    Since 2019-06-05

Branch Locations

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Los Angeles CA 01/2013 05/2019
Evoke Advisors Los Angeles CA 05/2019 Present
Mai Capital Management, Llc Cleveland OH 11/2025 Present
Previous Registrations
  • 2013-01-03 → 2019-06-04
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    Los Angeles, CA
  • 2008-06-06 → 2013-02-01
    Luminous Capital, Llc
    Los Angeles, CA
  • 2005-11-09 → 2008-05-14
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-17
S66 Uniform Combined State Law Examination 2005-11-08
  • S63 Uniform Securities Agent State Law Examination
    2013-01-17
  • S66 Uniform Combined State Law Examination
    2005-11-08
Designations

View on SEC IAPD

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POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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