Best Investors Account Sign in
Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-10
  • NJ RA
    APPROVED
    Since 2023-05-10

Branch Locations

407 Main Street, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Brooklyn NY 03/2008 02/2022
Hsbc Bank Usa N.A. Staten Island NY 03/2014 02/2022
Citizens Securities, Inc. Staten Island NY 02/2022 11/2022
Hsbc Securities (Usa) Inc. Chatham NJ 11/2022 Present
Hsbc Bank Usa N.A. Chatham NJ 11/2022 Present
  • 03/2008 → 02/2022
    Brooklyn, NY
  • 03/2014 → 02/2022
    Hsbc Bank Usa N.A.
    Staten Island, NY
  • 02/2022 → 11/2022
    Citizens Securities, Inc.
    Staten Island, NY
  • 11/2022 → Present
    Chatham, NJ
  • 11/2022 → Present
    Hsbc Bank Usa N.A.
    Chatham, NJ
Other Businesses

1. The name of the other business - St Clare Church 2. Whether the business is investment-related: No 3. The address of the other business - 110 Nelson Ave Staten Island NY 10308 4. The nature of the other business: Religious 5. Your position: Volunteer 6. Title: Volunteer 7. Relationship with the other business: Church parishioner 8. The start date of your relationship: 3/8/2025 9. The approximate number of hours/month you devote to the other business: 1 hour a week 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: Help with religious instruction, attendance, monitor children.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-09
S63 Uniform Securities Agent State Law Examination 2005-07-07
  • S66 Uniform Combined State Law Examination
    2023-05-09
  • S63 Uniform Securities Agent State Law Examination
    2005-07-07
Other Names
  • Ronald R Volpe

View on SEC IAPD

More in Chatham, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor