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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-07-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lowe's | Bloomington | IN | 09/2022 | 05/2023 |
| Paoli Jr. Sr. High School | Paoli | IN | 08/2013 | 05/2019 |
| Indiana University | Bloomington | IN | 08/2019 | 05/2023 |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2025 | Present |
| Cetera Investment Advisers Llc | Jasper | IN | 05/2025 | Present |
| Springs Valley Bank & Trust Co | Jasper | IN | 05/2023 | Present |
1. ACCOUNT ADMINISTRATOR (IN THE FINANCIAL ADVISORY GROUP) FOR SPRINGS VALLEY BANK & TRUST CO, MEET WITH CLIENTS TO REVIEW THEIR ACCOUNTS AND HELP WITH FINANCIAL PLANNING NEEDS, RECOMEND PORTFOLIO MODEL ALLOCATIONS BASED ON RISK TOLERANCE 2. FIXED INSURANCE SOLD THROUGH SPRINGS VALLEY INSURANCE AGENCY AND JBC COMPANIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-10 |
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