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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-07-22
  • IN RA
    APPROVED
    Since 2025-07-22

Branch Locations

1500 Main Stret, Jasper, IN 47546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowe's Bloomington IN 09/2022 05/2023
Paoli Jr. Sr. High School Paoli IN 08/2013 05/2019
Indiana University Bloomington IN 08/2019 05/2023
Cetera Investment Services Llc Saint Cloud MN 05/2025 Present
Cetera Investment Advisers Llc Jasper IN 05/2025 Present
Springs Valley Bank & Trust Co Jasper IN 05/2023 Present
  • 09/2022 → 05/2023
    Lowe's
    Bloomington, IN
  • 08/2013 → 05/2019
    Paoli Jr. Sr. High School
    Paoli, IN
  • 08/2019 → 05/2023
    Indiana University
    Bloomington, IN
  • 05/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2025 → Present
    Jasper, IN
  • 05/2023 → Present
    Springs Valley Bank & Trust Co
    Jasper, IN
Other Businesses

1. ACCOUNT ADMINISTRATOR (IN THE FINANCIAL ADVISORY GROUP) FOR SPRINGS VALLEY BANK & TRUST CO, MEET WITH CLIENTS TO REVIEW THEIR ACCOUNTS AND HELP WITH FINANCIAL PLANNING NEEDS, RECOMEND PORTFOLIO MODEL ALLOCATIONS BASED ON RISK TOLERANCE 2. FIXED INSURANCE SOLD THROUGH SPRINGS VALLEY INSURANCE AGENCY AND JBC COMPANIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-10
  • S66 Uniform Combined State Law Examination
    2025-06-10
Designations
Other Names
  • Ty Lawson

View on SEC IAPD

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