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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-02 |
Branch Locations
1000 De La Gauchetiere West Suite 2600, Montreal H3B 4W5 • Canada
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Ltd. | Montreal, Qc | 10/2016 | Present | |
| Raymond James (Usa) Ltd. | Montreal, Qc | 08/2025 | Present | |
| 3Macs | Montreal | 07/2001 | 10/2016 |
1) Raymond James Ltd. ("RJL"), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James (USA) Ltd. The business is investment related. Dominique Vincent is located at Bureau 2600, 1000 rue de la Gauchetiere Ouest, Montreal, Quebec, Canada, H3B 4W5 and has been employed since October 1, 2016. They are a full-time employee and their title with RJL is "Senior Portfolio Manager." They devote 160 hours a month to this business during business and trading hours. Their job duties include sales and Portfolio Management Services. 2) Succession Guy Vanier is not investment-related and is located at Solus Trust, 2600 -1000 rue de la Gauchetiere Ouest, Montreal, Quebec, Canada, H3B 4W5. It is a testamentary trust established by Dominique's grandfather, and Dominique is a co-trustee and family representative. The start date of this activity was May 27, 2015. They devote 0.25 hours per month to this other business outside of business and trading hours. Duties include representing the interest of the family and the legacy of Dominique's grandfather, Guy Vanier, as well as to attend annual meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-02 |
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