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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-15
NJ RA APPROVED 2024-06-04
  • NY RA
    APPROVED
    Since 2024-06-15
  • NJ RA
    APPROVED
    Since 2024-06-04

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Weehawken NJ 01/2018 Present
Ubs Bank Usa Weehawken NJ 09/2006 01/2018
Other Businesses

Bronx Letters Foundation. 1202 Lexington Avenue, Number 202, New York, New York 10028. Bronx Letters Foundation is a 501(c)3 Non-Profit Organization; Federal Tax ID# 81-1023499. Not investment related. Non-Profit foundation to support a local public school in the Bronx, New York. Board Member since June 2019. Approximately 5 hours per month to the business. Less than 1 hour during trading hours. Duties include: -Volunteering to support K-12 students, mentorship -Fundraising to help purchase equipment (laptops, school supplies, athletic equipment) or help fund trips to visit colleges -Backup Treasurer of the Foundation in working with the Foundation's accounting and auditing team to process expenses or donations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-03
  • S66 Uniform Combined State Law Examination
    2024-06-03

View on SEC IAPD

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