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Nicholas James Babson

Hightower Advisors, LLC

Chicago, IL

Rye Brook, NY

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-23
  • NY RA
    APPROVED
    Since 2025-07-23

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

800 Westchester Ave, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dick's Sporting Goods Sandusky OH 06/2017 08/2017
Safe Harbor Marinas - Sandusky Sandusky OH 05/2018 08/2018
Kenyon College Gambier OH 01/2019 04/2019
Sun Coast Controls Mfg. Jacksonville FL 01/2021 08/2021
Pontera Solutions Inc New York NY 06/2022 01/2025
Unemployed New York NY 01/2025 05/2025
Hightower Advisors, Llc Rye Brook NY 05/2025 Present
Kenyon College Gambier OH 08/2017 12/2020
St. Edward High School Lakewood OH 08/2013 06/2017
Kenyon College Gambier OH 08/2021 05/2022
  • 06/2017 → 08/2017
    Dick's Sporting Goods
    Sandusky, OH
  • 05/2018 → 08/2018
    Safe Harbor Marinas - Sandusky
    Sandusky, OH
  • 01/2019 → 04/2019
    Kenyon College
    Gambier, OH
  • 01/2021 → 08/2021
    Sun Coast Controls Mfg.
    Jacksonville, FL
  • 06/2022 → 01/2025
    Pontera Solutions Inc
    New York, NY
  • 01/2025 → 05/2025
    Unemployed
    New York, NY
  • 05/2025 → Present
    Hightower Advisors, Llc
    Rye Brook, NY
  • 08/2017 → 12/2020
    Kenyon College
    Gambier, OH
  • 08/2013 → 06/2017
    St. Edward High School
    Lakewood, OH
  • 08/2021 → 05/2022
    Kenyon College
    Gambier, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-23
  • S66 Uniform Combined State Law Examination
    2025-07-23

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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