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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-23 |
| NY | RA | APPROVED | 2026-01-21 |
Branch Locations
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Purchase | NY | 08/2009 | 03/2022 |
| Citigroup Global Markets Inc | New York | NY | 04/2022 | 05/2024 |
| Lpl Enterprise Llc | White Plains | NY | 01/2026 | Present |
| Unemployed | Danbury | CT | 05/2024 | 01/2026 |
1. 1/13/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Danbury CT - OBA Start Date: 01/07/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 1/13/2026 - ANIL TATTAN/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Danbury CT - OBA Start Date: 01/07/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-28 |
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