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330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-05-23 |
Branch Locations
227 Monroe St 7Th Floor, Chicago, IL 60606 • United States
330 Madison Avenue 10Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Funds Distributors, Llc | Chicago | IL | 04/2025 | Present |
| Guggenheim Partners | Chicago | IL | 03/2022 | 04/2025 |
| Sertifi, Inc. | Chicago | IL | 03/2021 | 02/2022 |
| Unemployed | La Grange | IL | 05/2020 | 02/2021 |
| Doublemap | Indianapolis | IN | 01/2019 | 08/2019 |
| Cook Illinois Corporation | Greater Chicago Area | IL | 05/2018 | 08/2018 |
| Depauw University | Greencastle | IN | 08/2016 | 05/2020 |
| Guggenheim Investments, Llc | New York | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-22 |
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