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Inactive

Catherine Monahan Gougeon

Cerity Partners LLC

San Francisco, CA

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-10
  • CA RA
    APPROVED
    Since 2025-10-10

Branch Locations

345 California Street Suite 1100, San Francisco, CA 94104 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Santa Cruz CA 09/2016 08/2020
Unemployed Berkeley CA 08/2020 07/2021
Law Office Of Carol L. Hoffman Berkeley CA 07/2021 04/2023
Shartsis Friese Llp San Francisco CA 05/2023 01/2025
Cerity Partners Llc New York NY 01/2025 Present
  • 09/2016 → 08/2020
    Full-Time Education
    Santa Cruz, CA
  • 08/2020 → 07/2021
    Unemployed
    Berkeley, CA
  • 07/2021 → 04/2023
    Law Office Of Carol L. Hoffman
    Berkeley, CA
  • 05/2023 → 01/2025
    Shartsis Friese Llp
    San Francisco, CA
  • 01/2025 → Present
    Cerity Partners Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-10
  • S65 Uniform Investment Adviser Law Examination
    2025-10-10

View on SEC IAPD

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RBC SECURITIES, INC · SAN FRANCISCO, CA
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