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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-25
TX RA APPROVED 2025-07-24
GA RA APPROVED 2025-06-30
  • FL RA
    APPROVED
    Since 2025-07-25
  • TX RA
    APPROVED
    Since 2025-07-24
  • GA RA
    APPROVED
    Since 2025-06-30

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roswell GA 03/2025 Present
Georgia Army National Guard Marietta GA 04/2011 Present
Cobb County Fire Department Marietta GA 04/2018 10/2023
Il Giallo Osteria And Bar Sandy Springs GA 12/2014 10/2023
Liberty University Lynchburg VA 01/2021 05/2023
Bank Of America, N.A. Roswell GA 04/2025 Present
  • 03/2025 → Present
    Roswell, GA
  • 04/2011 → Present
    Georgia Army National Guard
    Marietta, GA
  • 04/2018 → 10/2023
    Cobb County Fire Department
    Marietta, GA
  • 12/2014 → 10/2023
    Il Giallo Osteria And Bar
    Sandy Springs, GA
  • 01/2021 → 05/2023
    Liberty University
    Lynchburg, VA
  • 04/2025 → Present
    Bank Of America, N.A.
    Roswell, GA
Other Businesses

I*: 2286265 Name of the other business Georgia Army National Guard Whether the business is investment-related: No Address of the other business: Marietta GA Nature of the other business: Government/Military Title, or relationship with the other business: Staff Sergeant / Squad Leader Start date of your relationship: 06 April 2011 Approximate number of hours/month you devote to the other business: 48hrs mthly (one weekend a month and two weeks per year approx.) Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Infantry tactical level leadership, performing the duties assigned by the Governor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-27
  • S66 Uniform Combined State Law Examination
    2025-06-27

View on SEC IAPD

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