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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-05-02 |
| TX | RA | APPROVED | 2023-04-28 |
Branch Locations
209 S Lasalle Street Suite 625, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 10/2009 | 04/2023 |
| Bank Of America, N.A. | Chicago | IL | 07/2011 | 04/2023 |
| Sanctuary Securities, Inc. | Chicago | IL | 04/2023 | Present |
| Sanctuary Advisors Llc | Chicago | IL | 04/2023 | Present |
1) Name: .Train LLC Position: OwnerNature: Fitness CenterInvestment Related: YesHours: 0Securities Trading Hours: 0Start Date: 02/01/2021 Address: 435 Pennsylvania Ave, Glen Ellyn IL 60137, United States Description: N/A- Gym member, passive owner 2) Name: Lisa App Position: Part Owner Nature: On-Site Self Care. Offers Massage, Hair, Nails, Skin, Wellness as an employee benefit. Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 03/20/2018 Address: PO Box 1543, Deerfield IL 60015, United States Description: n/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-16 |
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