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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-05 |
| HI | RA | APPROVED | 2025-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 03/2025 | Present |
| Ckw Financial Group | Honolulu | HI | 06/2024 | 11/2024 |
| Security Equipment Corperation | Honolulu | HI | 03/2011 | Present |
| Stanford Gee Ming Lee | Honolulu | HI | 11/2021 | 05/2023 |
| University Of Hawaii At Manoa | Honolulu | HI | 08/2022 | 05/2023 |
| Bank Of America, N.A. | Honolulu | HI | 06/2025 | Present |
I*: 2272298 Entity Type: For Profit Name of the other business: Security Equipment Corp Whether the business is investment-related: No Address of the other business: Honolulu, Hawaii Position: Sales Associate Start date of your relationship: 03/2011 Approximate number of hours/month you devote to the other business: 30 hr/month Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I help with the family business, when needed on Saturday from 8am-4pm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-11 |
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