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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-23
CA RA APPROVED 2025-06-30
  • TX RA
    APPROVED
    Since 2025-07-23
  • CA RA
    APPROVED
    Since 2025-06-30

Branch Locations

801 East Ave, Chico, CA 95926 • United States

400 Broadway Street, Chico, CA 95928 • United States

1100 Butte House Rd, Yuba City, CA 95991 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chico CA 03/2025 Present
Chico Grocery Outlet Chico CA 06/2014 04/2021
Tetra Tech Berry Creek CA 04/2021 07/2021
Msrt West Sacramento CA 10/2021 02/2022
Rndc Roseville/Rocklin CA 02/2022 01/2023
Bob's Discount Furniture Elk Grove CA 01/2023 06/2023
Bank Of America Chico CA 08/2023 Present
  • 03/2025 → Present
    Chico, CA
  • 06/2014 → 04/2021
    Chico Grocery Outlet
    Chico, CA
  • 04/2021 → 07/2021
    Tetra Tech
    Berry Creek, CA
  • 10/2021 → 02/2022
    Msrt
    West Sacramento, CA
  • 02/2022 → 01/2023
    Rndc
    Roseville/Rocklin, CA
  • 01/2023 → 06/2023
    Bob's Discount Furniture
    Elk Grove, CA
  • 08/2023 → Present
    Bank Of America
    Chico, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-28
  • S66 Uniform Combined State Law Examination
    2025-06-28

View on SEC IAPD

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