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Maximiliano Rohm

Neuberger Berman Bd LLC

Ciudad Autonoma Buenos Aires

New York, NY

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
NJ RA APPROVED 2007-05-14
  • NY RA
    APPROVED
    Since 2021-03-25
  • NJ RA
    APPROVED
    Since 2007-05-14

Branch Locations

Castex 3123 Piso 2, Ciudad Autonoma Buenos Aires C1425CDA • Argentina

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 05/2007 Present
  • 05/2007 → Present
    Neuberger Berman, Llc
    New York, NY
Previous Registrations
  • 2006-08-31 → 2007-05-17
    Lehman Brothers Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-30
  • S66 Uniform Combined State Law Examination
    2006-08-30
Other Names
  • Maimillano Rohm

View on SEC IAPD

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