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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sumo Sushi Bar & Grill | Iowa City | IA | 09/2022 | 12/2024 |
| Gca Production Services Inc | Des Moines | IA | 06/2024 | 08/2024 |
| Macapa Logistics Llc | Grimes | IA | 06/2023 | 08/2023 |
| All Pho You | Des Moines | IA | 06/2022 | 08/2022 |
| Paper Systems Inc | Des Moines | IA | 06/2019 | 08/2021 |
| Electrical Power Products | Des Moines | IA | 06/2017 | 08/2018 |
| University Of Iowa | Iowa City | IA | 08/2020 | 12/2024 |
| Associate Staffing | Des Moines | IA | 04/2025 | 07/2025 |
| Principal Securities, Inc | Des Moines | IA | 04/2025 | Present |
| 816 Olinda Ave. Des Moines, Ia 50315 | Des Moines | IA | 01/2025 | 04/2025 |
| Dowling Catholic High School | West Des Moines | IA | 08/2016 | 05/2020 |
| Principal Life Insurance Co | Des Moines | IA | 07/2025 | Present |
| Principal Advised Services | Des Moines | IA | 07/2025 | Present |
**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/21/2025 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/21/2025 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
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