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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-13 |
| OK | RA | APPROVED | 2018-08-07 |
Branch Locations
1924 S Utica Ave Ste 710, Tulsa, OK 74104-6513 • United States
1924 South Utica Suite 710, Tulsa, OK 74104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2020-05-06 |
Branch Locations
1924 South Utica Suite 710, Tulsa, OK 74104 • United States
1924 South Utica, Suite 710, Tulsa, OK 74114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Don P Quint & Associates | Tulsa | OK | 11/2015 | 09/2024 |
| Lpl Financial, Llc | Tulsa | OK | 11/2015 | Present |
| Kq Wealth Management | Tulsa | OK | 09/2024 | Present |
1. 5/23/2018 - Don P. Quint & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/21/2018 - 120 Hours Per Month/5 Hours During Securities Trading - Time Spent 75%. 2. 06/14/2023 - Don P. Quint & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 08/07/2018 - 144 Hours Per Month/5 Hours During Securities Trading - I provide financial planning and consulting services through Don P. Quint & Associates, an independent investment advisor firm. I started this business activity in 08/2018. I expect to spend approximately 144 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 08/15/2024 - KQ Wealth Management - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/07/2018 - 144 Hours Per Month/ 7 Hours During Trading - I provide financial planning and consulting services through KQ Wealth Management, an independent investment advisor firm. I started this business activity in 8/2018. I expect to spend approximately 144 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 11/01/2024 - KQ Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 160 Hours Per Month/ 7 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-01 |
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