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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-30 |
Branch Locations
2 Summit Park Dr Suite 215, Independence, OH 44131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sen Entertainment | Santa Clara | CA | 10/2006 | 10/2018 |
| Rasier Llc | San Francisco | CA | 07/2015 | 06/2019 |
| Northwestern Mutual Investment Services Llc | Cleveland | OH | 11/2018 | 05/2019 |
| Pnt Education, Formerly Known As Studypoint / Studysmart | Boston | MA | 06/2019 | 09/2020 |
| Jack Thistledown Racino | North Randall | OH | 07/2019 | 01/2022 |
| Keybank, Na | Chagrin Falls | OH | 07/2019 | 07/2024 |
| Western & Southern Life | Independence | OH | 10/2024 | 09/2025 |
| W & S Brokerage Services, Inc. | Independence | OH | 10/2024 | 09/2025 |
| Canvass America, Llc | Cleveland | OH | 09/2024 | 11/2024 |
| Lpl Enterprise Llc | Independence | OH | 09/2025 | Present |
1) 09/29/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Start Date 09/17/2025 - Lakewood, OH - 160 hrs/mth | 160 hrs during trading. 2) 09/29/2025 - Shauvi S Rogers N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Start Date 09/17/2025 - Lakewood, OH - 160 hrs/mth | 160 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-12 |
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