Jordan West

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-02

NY RA
APPROVED

Since 2025-07-02

Branch Locations

1895 Central Ave, Albany, NY 12205 • United States

12 Vista Blvd, Slingerlands, NY 12159 • United States

799 Hoosick Rd, Brunswick, NY 12180 • United States

219 Ontario St, Cohoes, NY 12047 • United States

89 Miller Rd, Castleton, NY 12033 • United States

384 Rt 9W, Glenmont, NY 12077 • United States

256 Hoosick St, Troy, NY 12180 • United States

120 Troy Rd, East Greenbush, NY 12061 • United States

899 Western Ave, Albany, NY 12203 • United States

4 Winners Circle, Albany, NY 12205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Albany	NY	03/2025	Present
Broadview Federal Credit Union	Albany	NY	11/2020	Present
Pop's Pizza	Cohoes	NY	06/2020	11/2020
Tri-City Valleycats	Troy	NY	06/2020	08/2020
University Of South Carolina	Columbia	SC	08/2016	05/2020
Tri-City Valleycats	Troy	NY	05/2019	08/2019
Leverage Agency	New York	NY	05/2018	11/2018
Cohoes Housing Authority	Cohoes	NY	06/2017	08/2017

03/2025 → Present

Lpl Financial Llc

Albany, NY
11/2020 → Present

Broadview Federal Credit Union

Albany, NY
06/2020 → 11/2020

Pop's Pizza

Cohoes, NY
06/2020 → 08/2020

Tri-City Valleycats

Troy, NY
08/2016 → 05/2020

University Of South Carolina

Columbia, SC
05/2019 → 08/2019

Tri-City Valleycats

Troy, NY
05/2018 → 11/2018

Leverage Agency

New York, NY
06/2017 → 08/2017

Cohoes Housing Authority

Cohoes, NY

Other Businesses

1 - 03/2025 - Broadview Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 03/2025 - Broadview Federal Credit Union - Other - Notary - Inv Related - 30 Hours/Month - 1 Hour During Trading - NY 12205 - OBA Start Date: 11/22/2024. 3 - 03/2025 - Bowling - Outside/W-2 Employment - Not Inv Related - TX 76011 - OBA Start Date: 02/23/2016. 4 - 03/2025 - Broadview Federal Credit Union - Financial Institution Duty - Inv Related - 30 Hours/Month - 1 Hour During Trading - NY 12205 - OBA Start Date: 11/30/2020.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-01

S66 Uniform Combined State Law Examination

2025-07-01