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Asanda Dlamini

Ep Wealth Advisors

Walnut Creek, CA

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-18
  • CA RA
    APPROVED
    Since 2025-09-18

Branch Locations

1333 N California Blvd Suite 100, Walnut Creek, CA 94596 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ep Wealth Advisors, Llc. Walnut Creek CA 03/2025 Present
Sanlam Investments Cape Town 01/2017 09/2017
Direct Axls Cape Town 01/2016 01/2017
Unemployed Cape Town 10/2017 09/2021
Ep Wealth Advisors, Llc Redwood City CA 10/2021 04/2022
Homemaker Newark CA 05/2022 03/2025
  • 03/2025 → Present
    Ep Wealth Advisors, Llc.
    Walnut Creek, CA
  • 01/2017 → 09/2017
    Sanlam Investments
    Cape Town
  • 01/2016 → 01/2017
    Direct Axls
    Cape Town
  • 10/2017 → 09/2021
    Unemployed
    Cape Town
  • 10/2021 → 04/2022
    Ep Wealth Advisors, Llc
    Redwood City, CA
  • 05/2022 → 03/2025
    Homemaker
    Newark, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-23
  • S65 Uniform Investment Adviser Law Examination
    2025-05-23

View on SEC IAPD

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Annie Claire Klopstock
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Other Offices

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BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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