Cole Anthony Parete

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-09-15

NY RA
APPROVED

Since 2025-09-15

Branch Locations

New York, NY • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	04/2025	Present
Georgetown University	Washington	DC	08/2021	12/2024
Coppertop Golf Club	Valley City	OH	04/2019	08/2021
Unemployed	Brunswick	OH	05/2003	04/2019
Unemployed	Brunswick	OH	01/2025	03/2025

04/2025 → Present

Ubs Financial Services Inc.

New York, NY
08/2021 → 12/2024

Georgetown University

Washington, DC
04/2019 → 08/2021

Coppertop Golf Club

Valley City, OH
05/2003 → 04/2019

Unemployed

Brunswick, OH
01/2025 → 03/2025

Unemployed

Brunswick, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-13

S66 Uniform Combined State Law Examination

2025-09-13

View on SEC IAPD

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