Stephen Wayne Wattles

Current Employers

Employment History

• 01/2013 → 02/2017
  Jp Morgan Securities Llc
  St.GEorge, UT
• 01/2013 → 10/2018
  Wq Global Llc
  Hurricane, UT
• 02/2014 → 10/2018
  Concealability Llc
  St.GEorge, UT
• 12/2014 → 10/2018
  Yoga4, Llc
  Santa Clara, UT
• 03/2016 → 10/2018
  Ret Dirt Excursions
  Santa Clara, UT
• 04/2016 → 10/2018
  Life Inebriated
  Hurricane, UT
• 12/2016 → 10/2018
  Katering Koncepts
  St.GEorge, UT
• 12/2025 → Present
  Raymond James Financial Services, Inc.
  Waukesha, WI
• 10/2021 → 11/2025
  Breakthru Beverage
  Hartland, WI
• 10/2018 → 10/2021
  Roundy's
  Oconomowoc, WI
• 01/2017 → 05/2017
  Busybusy
  Washington, UT
• 05/2017 → 10/2018
  Atruss
  Washington, UT
• 12/2025 → Present
  Shawn Hittman Investment Planning Llc
  Waukesha, WI
• 03/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Waukesha, WI

Previous Registrations

• 2013-02-01 → 2017-02-23
  J.P. Morgan Securities Llc
  St. George, UT
  St George, UT
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV
• 2010-09-09 → 2012-12-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint George, UT
• 2010-04-01 → 2010-07-29
  Grove Point Investments, Llc
  Elm Grove, WI
• 2005-08-24 → 2010-04-09
  Edward Jones
  Waukesha, WI
  New Berlin, WI

Other Businesses

(1) Shawn Hittman Investment Planning LLC Not investment related Waukesha, WI DBA/Support Company Advisor start date: 12/2025 0 hrs per month 0 during trading hours (2) Bear Paw Montessori & Gymnastics Not investment related Mukwonago, WI for-profit private owner start date: 02/2025 2-10 hrs per month 0 during trading hours Administrative support, WI licensing, taxes, payroll, administrative functions, substitute coach when necessary, marketing, general business support. (3) Bear Paw Holdings, LLC Not investment related Mukwonago, WI for-profit private owner start date: 11/2025 0-1 hours per month 0 during trading hours Ensure insurance is kept up, rent is paid to lease holder. Ensure Bear Paw Montessori makes payments to Bear Paw Holdings.

Exams

• S66 Uniform Combined State Law Examination
  2026-03-06
• S63 Uniform Securities Agent State Law Examination
  2005-08-12

Other Names

• Stephen Wattles
• Stephen W. Wattles
• Steve Wattles
• Stephen W Wattles