Brock Johnsen

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2025-11-04
ND	RA	APPROVED	2025-10-01
MN	RA	APPROVED	2025-09-26

MT RA
APPROVED

Since 2025-11-04
ND RA
APPROVED

Since 2025-10-01
MN RA
APPROVED

Since 2025-09-26

Branch Locations

Helena, MT • United States

1205 Butte Avenue Suite 6, Helena, MT 59601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Strategic Financial Inc	Fargo	ND	10/2023	06/2025
Johnsen Trailer Sales	Bismarck	ND	06/2018	08/2024
Century High School	Bismarck	ND	08/2017	05/2021
North Dakota State University	Fargo	ND	08/2021	05/2025
Horizon Middle School	Bismarck	ND	08/2016	05/2017
Lpl Enterprise Llc	St Louis Park	MN	08/2025	Present

10/2023 → 06/2025

Strategic Financial Inc

Fargo, ND
06/2018 → 08/2024

Johnsen Trailer Sales

Bismarck, ND
08/2017 → 05/2021

Century High School

Bismarck, ND
08/2021 → 05/2025

North Dakota State University

Fargo, ND
08/2016 → 05/2017

Horizon Middle School

Bismarck, ND
08/2025 → Present

Lpl Enterprise Llc

St Louis Park, MN

Other Businesses

1. 08/19/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Bismarck, ND - Start Date 08/14/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/19/2025 - BROCK JOHNSEN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Bismarck, ND - Start Date 08/14/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-26

S66 Uniform Combined State Law Examination

2025-09-26