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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
4550 Kruse Way Plz. Suite 110, Lake Oswego, OR 97035 • United States
7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Lake Oswego | OR | 04/2016 | 11/2024 |
| Prudential Insurance Company Of America | Lake Oswego | OR | 04/2016 | Present |
| Lpl Enterprise, Llc | Lake Oswego | OR | 11/2024 | Present |
1. 11/05/2024; NW MEDICARE ADVISORS; Non variable ins; Yes inv related; 1 hr/mo nontrading; 0 hr/mo trading; 09/05/2022 NW MEDICARE ADVISORS POSITION: Medicare advisor NATURE: medicare INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 16217 sw tuscany st, tigard OR 97223, United States DESCRIPTION: meeting with individuals who are becoming eligible for Medicare and enrolling them in Medicare.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-27 |
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