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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • OR RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

4550 Kruse Way Plz. Suite 110, Lake Oswego, OR 97035 • United States

7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Lake Oswego OR 04/2016 11/2024
Prudential Insurance Company Of America Lake Oswego OR 04/2016 Present
Lpl Enterprise, Llc Lake Oswego OR 11/2024 Present
Previous Registrations
  • 2021-06-14 → 2024-11-14
    Lake Oswego, OR
    Mercer Island, WA
    Lake Oswego, OR
    Lake Oswego, OR
    Lake Oswego, OR
  • 2013-12-20 → 2016-04-28
    Beaverton, OR
    St Louis, MO
    Beaverton, OR
  • 2012-12-21 → 2013-04-23
    Camas, WA
    Plano, TX
  • 2012-11-27 → 2013-01-11
    Td Ameritrade, Inc.
    Portland, OR
  • 2012-11-27 → 2013-01-11
    Td Ameritrade Investment Management, Llc
    Portland, OR
  • 2006-12-18 → 2012-11-15
    Tigard, OR
    Portland, OR
Other Businesses

1. 11/05/2024; NW MEDICARE ADVISORS; Non variable ins; Yes inv related; 1 hr/mo nontrading; 0 hr/mo trading; 09/05/2022 NW MEDICARE ADVISORS POSITION: Medicare advisor NATURE: medicare INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 16217 sw tuscany st, tigard OR 97223, United States DESCRIPTION: meeting with individuals who are becoming eligible for Medicare and enrolling them in Medicare.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-14
S63 Uniform Securities Agent State Law Examination 2005-07-27
  • S66 Uniform Combined State Law Examination
    2006-08-14
  • S63 Uniform Securities Agent State Law Examination
    2005-07-27
Other Names
  • Tripp Wright
  • James C Wright
  • James C Wright
  • James C Wright
  • James C Wright
  • James Clay Wright

View on SEC IAPD

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