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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-11-12
  • OH RA
    APPROVED
    Since 2025-11-12

Branch Locations

2 Summit Park Dr Suite 215, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Ohio Regional Sewer District Cleveland OH 04/2024 03/2025
Cleveland State University Finance Department Cleveland OH 10/2022 04/2024
Dtlr Cleveland OH 01/2015 10/2022
Lpl Enterprise Cleveland OH 03/2025 Present
  • 04/2024 → 03/2025
    Northeast Ohio Regional Sewer District
    Cleveland, OH
  • 10/2022 → 04/2024
    Cleveland State University Finance Department
    Cleveland, OH
  • 01/2015 → 10/2022
    Dtlr
    Cleveland, OH
  • 03/2025 → Present
    Lpl Enterprise
    Cleveland, OH
Other Businesses

1. 03/12/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Cleveland, OH - Start Date 03/12/2025 - 160 HRS/MO 2. 03/12/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Cleveland, OH - Start Date 03/12/2025 - 160 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-07
  • S66 Uniform Combined State Law Examination
    2025-11-07

View on SEC IAPD

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