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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-21
  • TX RA
    APPROVED
    Since 2025-05-21

Branch Locations

807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Austin TX 04/2025 Present
Mml Investors Services Llc Austin TX 04/2025 Present
University Of Central Missouri Warrensburg MO 08/2013 12/2018
Unemployed Marshfield MO 12/2018 02/2019
Nf Smith & Associates, L.P. Austin TX 02/2019 04/2023
Unemployed Austin TX 04/2023 04/2025
  • 04/2025 → Present
    Mass Mutual Life Insurance Company
    Austin, TX
  • 04/2025 → Present
    Austin, TX
  • 08/2013 → 12/2018
    University Of Central Missouri
    Warrensburg, MO
  • 12/2018 → 02/2019
    Unemployed
    Marshfield, MO
  • 02/2019 → 04/2023
    Nf Smith & Associates, L.P.
    Austin, TX
  • 04/2023 → 04/2025
    Unemployed
    Austin, TX
Other Businesses

NAME: ThirdWell Capital, LLC INV REL: Y ADD: Residential Address NATURE: the LLC for my 1099 securities business. Created it for asset protection and potentially a future POSITION: Owner START DATE: 06/01/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-17
  • S66 Uniform Combined State Law Examination
    2025-05-17

View on SEC IAPD

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