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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-21 |
Branch Locations
807 Las Cimas Pkwy Bldg 2, Suite 275, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Austin | TX | 04/2025 | Present |
| Mml Investors Services Llc | Austin | TX | 04/2025 | Present |
| University Of Central Missouri | Warrensburg | MO | 08/2013 | 12/2018 |
| Unemployed | Marshfield | MO | 12/2018 | 02/2019 |
| Nf Smith & Associates, L.P. | Austin | TX | 02/2019 | 04/2023 |
| Unemployed | Austin | TX | 04/2023 | 04/2025 |
NAME: ThirdWell Capital, LLC INV REL: Y ADD: Residential Address NATURE: the LLC for my 1099 securities business. Created it for asset protection and potentially a future POSITION: Owner START DATE: 06/01/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-17 |
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