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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
4030 Smith Road Suite 200 Office 5, Cincinnati, OH 45209 • United States
One Easton Oval Suite 550, Columbus, OH 43219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Cincinnati | OH | 06/2005 | 09/2020 |
| Pruco Securities Llc | Cincinnati | OH | 06/2005 | 09/2020 |
| Unemployed | Cincinnati | OH | 09/2020 | 01/2021 |
| Prudential Insurance Company Of America | Cincinnati | OH | 01/2021 | Present |
| Pruco Securities, Llc. | Cincinnati | OH | 01/2021 | 11/2024 |
| Lpl Enterprise, Llc | Cincinnati | OH | 11/2024 | Present |
1) 12/06/2024-Profitable Seminars, LLC-Owner-Business Owner-Not inv related-At Cincinnati, OH-Start date 09/04/2022-20hrs/mth-0hrs/mth during trading 2) 04/17/2026-Seven Hills Financial Group-Financial Planning-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/01/2026-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-06 |
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