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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-19 |
| CA | RA | APPROVED | 2025-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Menlo Park | CA | 04/2025 | Present |
| Eshares, Inc. Dba Carta | San Francisco | CA | 10/2021 | 04/2025 |
| Levi's Stadium Management Company | Santa Clara | CA | 10/2018 | 10/2021 |
| Gary Southshore Railcats | Gary | IN | 05/2018 | 08/2018 |
| Palo Alto Unified School District | Palo Alto | CA | 09/2017 | 05/2018 |
| San Francisco Giants | Scottsdale | AZ | 06/2016 | 09/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-13 |
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