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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hollister Co | Bolingbrook | IL | 06/2017 | 08/2017 |
| Two Bostons Pet Boutique | Burr Ridge | IL | 08/2014 | 05/2017 |
| The Dog District | Darien | IL | 05/2017 | 09/2021 |
| Jpmorgan Chase Bank, N.A. | Downers Grove | IL | 02/2021 | 03/2025 |
| J.P. Morgan Securities Llc | Chicago | IL | 03/2025 | 08/2025 |
| The Urban Mutt | La Grange | IL | 12/2017 | 02/2018 |
| Ascension Mercy | Aurora | IL | 10/2020 | 11/2020 |
| Hill Chester Animal Hospital | Hillside | IL | 01/2021 | 02/2022 |
| Lpl Financial Llc | Oak Brook | IL | 09/2025 | Present |
1) 09/2025 - TriWealth Partners / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-09 |
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