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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-31 |
| IL | RA | APPROVED | 2018-09-13 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Lisle | IL | 06/2005 | 01/2017 |
| First Trust Portfolios L.P. | Wheaton | IL | 09/2018 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 09/2018 | Present |
| Stephens Family Ymca | Champaign | IL | 01/2017 | 09/2018 |
OTHER BUSINESS NAME: RODAN + FIELDS. LOCATION: SAN FRANCISCO, CA BUT SHE WORKS FROM HOME. NATURE OF BUSINESS: SKINCARE PRODUCTS. POSITION OR TITLE: SALES. RESPONSIBILITIES: SELLS SKINCARE. INVESTMENT RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 40 HOURS PER MONTH/0 DURING MARKET HOURS. OTHER BUSINESS NAME: CELINA HIGH SCHOOL. LOCATION: CELINA, TX. NATURE OF BUSINESS: HIGH SCHOOL VOLLEYBALL CLUB. POSITION OR TITLE: TREASURER. RESPONSIBILITIES: HELP MANAGE THE FINANCIAL ASPECT OF THE CLUB. INVESTMENT RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 8.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-17 |
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