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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-14
GA RA APPROVED 2025-08-08
LA RA APPROVED 2025-08-07
  • TX RA
    APPROVED
    Since 2025-08-14
  • GA RA
    APPROVED
    Since 2025-08-08
  • LA RA
    APPROVED
    Since 2025-08-07

Branch Locations

3455 Peachtree Rd Suite 1525, Atlanta, GA 30326-3254 • United States

Lafayette, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lafayette LA 11/2011 04/2018
Lincoln Financial Advisors Lafayette LA 04/2018 01/2021
Ameriprise Financial Services, Llc Lafayette LA 01/2021 06/2025
Ameriprise Financial Services, Llc Atlanta GA 08/2025 Present
Previous Registrations
  • 2021-01-22 → 2025-06-25
    Baton Rouge, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
  • 2018-04-19 → 2021-01-28
    Osaic Fa, Inc.
    Lafayette, LA
  • 2011-11-11 → 2018-04-26
    Lafayette, LA
    Fort Mill, SC
    Lafayette, LA
    Carencro, LA
    Abita Springs, LA
    Baton Rouge, LA
    Natchez, MS
    Metairie, LA
    Broussard, LA
    Vicksburg, MS
    Vicksburg, MS
    Natchez, MS
    Natchez, MS
    Baton Rouge, LA
    Crowley, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Scott, LA
    Lafayette, LA
    New Orleans, LA
    Metairie, LA
    Abita Springs, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Mandeville, LA
    Harvey, LA
    Covington, LA
    Covington, LA
    Folsom, LA
    Metairie, LA
    New Orleans, LA
    Harahan, LA
    Slidell, LA
  • 2010-10-15 → 2011-11-18
    Invest Financial Corporation
    Lafayette, LA
    Baton Rouge, LA
    Appleton, WI
    Covington, LA
  • 2009-02-17 → 2010-10-15
    Lafayette, LA
Other Businesses

Independent Insurance Brokering; American National Security Company; 03/01/2020; Fixed Annuity / North American Company for Life & Health Insurance; 03/15/2019; . Outside Employment; The WOWM Group, LLC; I will be operating as a financial advisor in the practice with assigned team clients and clients that I have brought into the practice as well.; Manage advisory business; 3455 Peachtree Rd NE, Suite 1525, Atlanta, GA, 30326; Investment-Related; 08/05/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-02
S63 Uniform Securities Agent State Law Examination 2005-10-06
  • S65 Uniform Investment Adviser Law Examination
    2008-05-02
  • S63 Uniform Securities Agent State Law Examination
    2005-10-06
Designations

View on SEC IAPD

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