Cole Charles Nygren

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-12
CO	RA	APPROVED	2025-05-29

TX RA
APPROVED

Since 2026-01-12
CO RA
APPROVED

Since 2025-05-29

Branch Locations

Denver, CO • United States

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cherry Creek Mortgage / Guild Mortgage	Denver	CO	03/2020	02/2025
Self Employed	San Luis Obispo	CA	05/2017	03/2020
California Polytechnic State University	San Luis Obispo	CA	08/2012	05/2017
Ubs Financial Services	Denver	CO	02/2025	Present

03/2020 → 02/2025

Cherry Creek Mortgage / Guild Mortgage

Denver, CO
05/2017 → 03/2020

Self Employed

San Luis Obispo, CA
08/2012 → 05/2017

California Polytechnic State University

San Luis Obispo, CA
02/2025 → Present

Ubs Financial Services

Denver, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-29

S66 Uniform Combined State Law Examination

2025-05-29

View on SEC IAPD

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