Best Investors Account Sign in

Capri Pointer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Southfield, MI

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-10-30
TX RA APPROVED_RES 2025-10-15
  • MI RA
    APPROVED
    Since 2025-10-30
  • TX RA
    APPROVED_RES
    Since 2025-10-15

Branch Locations

26700 W 12 Mile Rd, Southfield, MI 48034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 04/2018 Present
Bureau Of Workers Compensation Columbus OH 04/2013 09/2017
State Of Ohio Bureau Of Workers' Compensation- S&H Columbus OH 04/2016 09/2016
Costco Warehouse Columbus OH 09/2017 04/2018
Bank Of America, N.A. Farmington Hills MI 07/2025 Present
  • 04/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Farmington Hills, MI
  • 04/2013 → 09/2017
    Bureau Of Workers Compensation
    Columbus, OH
  • 04/2016 → 09/2016
    State Of Ohio Bureau Of Workers' Compensation- S&H
    Columbus, OH
  • 09/2017 → 04/2018
    Costco Warehouse
    Columbus, OH
  • 07/2025 → Present
    Bank Of America, N.A.
    Farmington Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-03
  • S66 Uniform Combined State Law Examination
    2025-09-03

View on SEC IAPD

Other Firms

CORECAP ADVISORS
EAGLE STRATEGIES LLC
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC
M.A. GLOBAL INVESTMENT ADVISOR, LLC
LPL ENTERPRISE, LLC
EQUITABLE ADVISORS, LLC
OSAIC ADVISORY SERVICES, LLC

Other Investors

NORMAN MILTON BALD
Jeffrey C Jones
Erin Michelle Hoestje
BRADLEY Dennis CLARK
Steven Wilbourn
Avery Reese Markos
Ryan Christopher Smith
Whitney Lynn House

Other Offices

CORECAP ADVISORS · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
J.P. MORGAN SECURITIES LLC · SOUTHFIELD, MI
CETERA INVESTMENT ADVISERS LLC · SOUTHFIELD, MI
M.A. GLOBAL INVESTMENT ADVISOR, LLC · SOUTHFIELD, MI
LPL ENTERPRISE, LLC · SOUTHFIELD, MI
EQUITABLE ADVISORS, LLC · SOUTHFIELD, MI

More in Southfield, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor