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Account
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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-05-20 |
| TX | RA | APPROVED | 2026-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Plymouth Stat Univ | Plymouth | NH | 08/2019 | 05/2023 |
| Paddys Beach Club | Westerly | RI | 05/2020 | 08/2020 |
| Fidelity Investments | Smithfield | RI | 02/2025 | Present |
| Chillinghams | Westerly | RI | 10/2024 | 02/2025 |
| Simpleview | Oro Valley | AZ | 11/2023 | 06/2024 |
| Windjammer Surf Bar | Westerly | RI | 06/2021 | 10/2024 |
| Ciee Teach In Spain | Portland | ME | 10/2023 | 06/2024 |
| Westerly High School | Westerly | RI | 09/2015 | 08/2019 |
| Ocean House | Westerly | RI | 06/2017 | 08/2017 |
| Plymouth State Recreation Program | Plymouth | NH | 08/2020 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-05 |
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