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Jay Lee

Ballaster Financial

Jersey City, NJ

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Current Employers
Ballaster Financial

Jersey City, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-15
NY RA APPROVED 2023-03-03
NJ RA APPROVED 2021-10-18
  • CA RA
    APPROVED
    Since 2023-05-15
  • NY RA
    APPROVED
    Since 2023-03-03
  • NJ RA
    APPROVED
    Since 2021-10-18

Branch Locations

Jersey City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 10/2018 03/2021
Bingham, Osborn & Scarborough, Llc San Francisco CA 03/2021 09/2021
Ballaster Financial Jersey City NJ 10/2021 Present
Ubs Financial Services, Inc New York NY 02/2015 10/2018
Origin Financial San Francisco CA 11/2021 01/2026
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-03-04
  • S63 Uniform Securities Agent State Law Examination
    2014-03-04
Designations
Other Names
  • Jay Won Lee

View on SEC IAPD

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