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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. / Mfs Investment Management | Boston | MA | 01/2006 | 01/2018 |
| Icash | Boston | MA | 01/2018 | 12/2018 |
| Diginex Americas | Boston | MA | 12/2018 | 09/2019 |
| North Capital | Salt Lake City | UT | 06/2019 | 12/2019 |
| Jpmorgan Chase Bank, N.A. | Boston | MA | 01/2020 | Present |
| J.P. Morgan Securities Llc | Boston | MA | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-14 |
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