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Robert A. Hempstead

Morgan Stanley

Los Angeles, CA

Santa Monica, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-22
TX RA APPROVED 2023-03-22
  • CA RA
    APPROVED
    Since 2023-03-22
  • TX RA
    APPROVED
    Since 2023-03-22

Branch Locations

10960 Wilshire Blvd. Suite 2000, Los Angeles, CA 90024 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Torrance CA 02/2016 09/2020
E*Trade Capital Management Torrance CA 02/2016 09/2020
E*Trade Securities Llc Los Angeles CA 09/2020 09/2023
E*Trade Capital Management Llc Los Angeles CA 09/2020 09/2023
Morgan Stanley Los Angeles CA 03/2023 Present
Morgan Stanley Los Angeles CA 09/2023 Present
  • 02/2016 → 09/2020
    E*Trade Securities Llc
    Torrance, CA
  • 02/2016 → 09/2020
    E*Trade Capital Management
    Torrance, CA
  • 09/2020 → 09/2023
    E*Trade Securities Llc
    Los Angeles, CA
  • 09/2020 → 09/2023
    E*Trade Capital Management Llc
    Los Angeles, CA
  • 03/2023 → Present
    Morgan Stanley
    Los Angeles, CA
  • 09/2023 → Present
    Morgan Stanley
    Los Angeles, CA
Previous Registrations
  • 2009-05-04 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Torrance, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2005-09-19 → 2006-05-10
    Morgan Stanley Dw Inc.
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-30
  • S66 Uniform Combined State Law Examination
    2009-04-30

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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