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Leland Jeppesen

Waterrock Global Asset Management

Mandaluyong City

Bellevue, WA

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Current Employers
Waterrock Global Asset Management

29 148Th Ave Se, Bellevue, WA 98007 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-02-14
  • WA RA
    APPROVED
    Since 2025-02-14

Branch Locations

Mandaluyong City • Philippines

29 148Th Ave Se, Bellevue, WA 98007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeppesen Financial Services Llc Edmonds WA 07/2019 Present
Jeppesen Financial Services Seattle WA 07/2009 07/2019
  • 07/2019 → Present
    Jeppesen Financial Services Llc
    Edmonds, WA
  • 07/2009 → 07/2019
    Jeppesen Financial Services
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-14
  • S65 Uniform Investment Adviser Law Examination
    2023-02-14
Other Names
  • Leland Andrew Jeppesen
  • Andrew Leland Jeppesen

View on SEC IAPD

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