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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2008-04-10 |
Branch Locations
2945 Banksville Rd Ste 200, Pittsburgh, PA 15216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 01/1999 | Present |
| Northwestern Mutual Investment Services, Llc | Pittsburgh | PA | 05/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. DAG RESOURCES, LLC, 1701 MCFARLAND RD, PITTSBURGH, , PENNSYLVANIA, 15216, UNITED STATES OF AMERICA, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 1/1/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT RELATED. 3. 50% OWNER, DAG REAL ESTATE, LLC, INVESTMENT RELATED, 1701 MCFARLAND RD PITTSBURG PA 15216, START 12/2014, 0-5 HR/MO, REAL ESTATE HOLDING COMPANY. 4. CHAIR OF LEADERSHIP BOARD, AMERICAN LUNG ASSOCIATION, 810 RIVER AVENUE, PITTSBURGH, , PENNSYLVANIA, 15212, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/1/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIR OF THE PITTSBURGH LEADERSHIP BOARD. LEAD MEETINGS. 5. 100% OWNER, HAMLET RESOURCES, LLC, LEGAL ENTITY, START DATE: 03/31/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 6. INVESTMENT SUBCOMMITTEE MEMBER, UNITED WAY OF SOUTHWESTERN PENNSYLVANIA , 1250 PENN AVENUE, PITTSBURGH, , PENNSYLVANIA, 15222, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 5/5/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE ON AN INVESTMENT SUBCOMMITTEE TEAM TO REVIEW INVESTMENT PORTFOLIO THE CHARITY MAINTAINS. WE COLLECTIVELY PERFORM DUE DILIGENCE AND MAKE RECOMMENDATIONS TO THE SENIOR COMMITTEE TO INVESTIGATE AND CONSIDER; NOT INVESTMENT-RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-11 |
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