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Current Employers
Fsa Investment Group, Llc

212 South Alcaniz Street, Pensacola, FL 32502 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-25
  • AZ RA
    APPROVED
    Since 2025-06-25

Branch Locations

Mesa, AZ • United States

212 South Alcaniz Street, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Usa Phoenix AZ 03/2013 11/2021
Pnc Bank Phoenix AZ 06/2021 12/2023
Fsa Advisory Group, Llc Pensacola FL 01/2024 Present
Fsa Investment Group, Llc Mesa AZ 01/2025 Present
  • 03/2013 → 11/2021
    Bbva Usa
    Phoenix, AZ
  • 06/2021 → 12/2023
    Pnc Bank
    Phoenix, AZ
  • 01/2024 → Present
    Fsa Advisory Group, Llc
    Pensacola, FL
  • 01/2025 → Present
    Mesa, AZ
Other Businesses

Mark Nichols is a director at FSA Advisory Group, LLC, a firm which provides consulting and project advisory services primarily to Indian Country. He spends approximately 30 hours per week on FSA Advisory Group activities. FSA Advisory Group LLC and FSA Investment Group LLC are related through common ownership. These services are not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-24
  • S65 Uniform Investment Adviser Law Examination
    2025-06-24

View on SEC IAPD

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