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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-03 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2025 | Present |
| Tiaa | Charlotte | NC | 04/2025 | Present |
| Weaver Academy | Greensboro | NC | 08/2016 | 06/2020 |
| University Of North Carolina Wilmington | Wilmington | NC | 08/2020 | 12/2024 |
| Adams Farm Swim And Tennis Club | Greensboro | NC | 05/2017 | 08/2019 |
| Boathouse Restaurant | Wilmington | NC | 06/2021 | 09/2021 |
| Wilmington Water Tours | Wilmington | NC | 08/2021 | 04/2023 |
| Kaiser Aluminum | Franklin | TN | 05/2023 | 08/2023 |
| Kaiser Aluminum Warrick | Newburgh | IN | 05/2024 | 08/2024 |
| Breezy Moving Company Llc | Wilmington | NC | 08/2023 | 04/2025 |
| Calibers Indoor Gun Range Llc | Wilmington Nc | NC | 09/2024 | 02/2025 |
| Unemployed | Greensboro | NC | 07/2020 | 07/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-24 |
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