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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-09-13 |
Branch Locations
Union Centre 9155 Allen Road, West Chester, OH 45069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2010 | 03/2020 |
| Northwestern Mutual Investment Services, Llc | Cincinnati | OH | 02/2010 | 02/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 03/2020 |
| Lpl Financial, Llc | West Chester | OH | 03/2020 | 08/2021 |
| Private Advisor Group, Llc | West Chester | OH | 08/2019 | 08/2021 |
| Pruco Securities, Llc. | Cincinnati | OH | 10/2021 | 08/2022 |
| Prudential Insurance Company Of America | Cincinnati | OH | 10/2021 | 08/2022 |
| The Huntington National Bank | West Chester | OH | 08/2022 | Present |
| The Huntington Investment Company | Columbus | OH | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-02 |
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