Thomas William Anderton

Current Employers

Employment History

• 05/2006 → 02/2018
  Oppenheimer & Co
  Kalamazoo, MI
• 02/2018 → 09/2021
  Lpl Financial Llc
  Portage, MI
• 03/2021 → Present
  626 Financial, Llc
  Portage, MI

Previous Registrations

• 2018-02-22 → 2021-09-16
  Lpl Financial Llc
  Portage, MI
• 2007-01-22 → 2018-02-23
  Oppenheimer & Co. Inc.
  Portage, MI

Other Businesses

1) Community Access Management I & III; Investment Related: Yes; 925 4th Avenue, Seattle WA 98104; Nature of Business: Venture Fund; Owner; Start Date: 12/17/21; Hrs/month: 5; Investor Relations and admin 2) Licensed Independent Insurance Agent; Investment Related; 7950 Moorsbridge Rd #103, Portage, MI 49024; Selling commissionable insurance products; 1hr per month 3) Timeless Properties Detroit; Not Investment Related; 7950 Moorsbridge Rd, Ste 103, Portage MI 49024; Property Management; Chief Financial Officer; Owner; 2/22/016; 10 hours per month; Manage finances and financial strategy 4) Detroit Properties; Not Investment Related; 7950 Moorsbridge Rd, Ste 103, Portage MI 49024; Property Management; Chief Financial Officer; Owner; 2/22/016; 10 hours per month; Manage finances and financial strategy 5) Kalamazoo Real Estate Properties; Not Investment Related; 7950 MOORSBRIDGE RD, Ste 103, PORTAGE, MI. 49024; 3/1/2018; Chief Financial Officer; Owner and Property Management. 6) Western Michigan University; Not Investment Related; 1903 W Michigan Ave, Kalamazoo, MI. 49008; 1/9/2023; Adjunct Professor; 12 hours per month for 4 months; 0 hours during securities trading hours 7) AL Opportunities Fund 1 MM LLC; Investment Related; 7950 Moorsbridge Rd, Ste 107, Portage MI, 49024; Private Fund; Owner; 3 hours per month, 1 hour during securities trading hours; Organizing and helping to operate the fund focused on Assisted Living and Memory Care facilities 8) Thomas William & Rachel Kay Anderton Trust; Investment Related: No; 1481 S Crooked Lake Dr. Kalamazoo MI 49009; Owner; .5 hours per month 9) Woodbridge Commons Condo Association; Investment Related: No; 7950 MOORSBRIDGE RD, Ste 100, Ste 103, Portage, MI. 49024; Manage properties in the association that our building and lot are located in; Board Member; .25 hours per month 10) 626 Foundation; Investment Related: No; 7950 MOORSBRIDGE RD, Ste 103, Portage, MI. 49024; Donating a portion of fees to this foundation annually. We will figure out with time how we will make charitable gifts; Position: President of the Board; Since 1/12/2023; 2 Hour/Month; Organize, operate, and help decide the amount that will be donated and where. 11) Univix LLC; Investment Related: No; 141 E Michigan Ave, 601, Kalamazoo, MI. 49006; Nature: Univix is an energy storage company focused on selling battery systems and installing solar systems with battery storage; Position: Advisory Board; Since 11/25/2024; 2 Hour/ Month; Helping organize the company for their first equity raise and helping them raise the funds. 12) Belcrest Apartments LLC; Investment Related: No; 656 St. Clair Avenue, Gross Point, MI. 48230; Owner; Since 9/28/2022; 1 Hour/Month; Advisor on financial and planning matters.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-08
• S63 Uniform Securities Agent State Law Examination
  2006-08-25

Designations