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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-09
TX RA APPROVED 2026-04-09
  • NC RA
    APPROVED
    Since 2026-04-09
  • TX RA
    APPROVED
    Since 2026-04-09

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fort Mill SC 02/2025 03/2025
Unemployed Mint Hill NC 03/2025 07/2025
Washington Office Of The Secretary Of State Olympia WA 10/2023 02/2025
Mountain Gurus Dba Northwest Alpine Guides Sedro-Woolley NC 04/2021 05/2023
Vail Resorts, Inc. Broomfield CO 10/2019 04/2023
Unemployed Bellingham WA 05/2023 10/2023
U.S. National Whitewater Center Charlotte NC 06/2019 10/2019
Plank Road Forestry, Llc Wadesboro NC 01/2019 06/2019
North Carolina State University Raleigh NC 07/2015 01/2019
Lpl Enterprise Llc Fort Mill SC 07/2025 03/2026
Wells Fargo Clearing Services Charlotte NC 03/2026 Present
  • 02/2025 → 03/2025
    Lpl Financial
    Fort Mill, SC
  • 03/2025 → 07/2025
    Unemployed
    Mint Hill, NC
  • 10/2023 → 02/2025
    Washington Office Of The Secretary Of State
    Olympia, WA
  • 04/2021 → 05/2023
    Mountain Gurus Dba Northwest Alpine Guides
    Sedro-Woolley, NC
  • 10/2019 → 04/2023
    Vail Resorts, Inc.
    Broomfield, CO
  • 05/2023 → 10/2023
    Unemployed
    Bellingham, WA
  • 06/2019 → 10/2019
    U.S. National Whitewater Center
    Charlotte, NC
  • 01/2019 → 06/2019
    Plank Road Forestry, Llc
    Wadesboro, NC
  • 07/2015 → 01/2019
    North Carolina State University
    Raleigh, NC
  • 07/2025 → 03/2026
    Fort Mill, SC
  • 03/2026 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-06
S63 Uniform Securities Agent State Law Examination 2025-03-10
  • S65 Uniform Investment Adviser Law Examination
    2025-05-06
  • S63 Uniform Securities Agent State Law Examination
    2025-03-10
Other Names
  • Benjamin Buck Kirkland

View on SEC IAPD

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