Gerald Brooks

Current Employers

Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-06

TX RA
APPROVED

Since 2025-10-06

Branch Locations

12603 Southwest Fwy Suite 640, Stafford, TX 77477 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foundations Investment Advisors	Phoenix	AZ	02/2025	Present
Momentum Financial Group	Stafford	TX	01/2001	Present

02/2025 → Present

Foundations Investment Advisors

Phoenix, AZ
01/2001 → Present

Momentum Financial Group

Stafford, TX

Other Businesses

Momentum Financial Group; Investment-related; Located at 12603 Southwest Fwy #640, Stafford Texas, 77477; Insurance Agency; Founder; Actively engaged with providing fixed indexed annuities and life insurance products to clients; Start date: 02/2003; 80 hours/month with only 4 hours/ month devoted during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-10-06

S65 Uniform Investment Adviser Law Examination

2025-10-06