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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-02-27
  • CO RA
    APPROVED
    Since 2025-02-27

Branch Locations

312 Aspen Airport Business Center Suite F & G, Aspen, CO 81611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Basalt Bike And Ski Carbondale CO 02/2015 12/2022
Cripple Creek Backcountry Carbondale CO 12/2022 Present
Aspen Financial And Insurance Services Carbondale CO 02/2025 Present
Crispy Club Llc Carbondale CO 01/2024 Present
Osaic Aspen CO 02/2025 Present
  • 02/2015 → 12/2022
    Basalt Bike And Ski
    Carbondale, CO
  • 12/2022 → Present
    Cripple Creek Backcountry
    Carbondale, CO
  • 02/2025 → Present
    Aspen Financial And Insurance Services
    Carbondale, CO
  • 01/2024 → Present
    Crispy Club Llc
    Carbondale, CO
  • 02/2025 → Present
    Osaic
    Aspen, CO
Other Businesses

1. CRISPY CLUB LLC POSITION: Owner/Founder NATURE: Chili crisp (Asian condiment) subscription box and online marketplace INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 213 1/2 N 10th St, APT A, Carbondale CO 81623, United States DESCRIPTION: Shipping boxes and ordering more 2. YOST WEALTH LLC POSITION: Owner NATURE: LLC sole owner (Parker Yost) for purposes of commission income from Osaic as well as expenses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/30/2026 ADDRESS: 312 AABC, STE F, Aspen CO 81611, United States DESCRIPTION: This is simply my role with Aspen Financial & Insurance Services / Osaic, under an LLC now.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-11-30
S65 Uniform Investment Adviser Law Examination 2024-09-18
  • S63 Uniform Securities Agent State Law Examination
    2024-11-30
  • S65 Uniform Investment Adviser Law Examination
    2024-09-18

View on SEC IAPD

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