Guido De Filippo

Neuberger Berman Bd LLC

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Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2025-06-04
IL	RA	APPROVED	2025-06-03

NM RA
APPROVED

Since 2025-06-04
IL RA
APPROVED

Since 2025-06-03

Branch Locations

Chicago, IL • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Toronto	Toronto		09/2019	06/2023
Mnp Llp	Toronto		01/2021	04/2021
Scotiabank	Toronto		09/2021	12/2021
Scotiabank	Toronto		05/2022	08/2022
Ey	Toronto		03/2023	08/2024
Neuberger Berman	Chicago	IL	02/2025	Present
Columbia University	Chicago	IL	01/2024	05/2024
University Of Toronto	Toronto		09/2018	06/2023
Columbia Univeristy	New York	NY	08/2023	12/2024
Clifton College	Francistown		01/2012	08/2018

09/2019 → 06/2023

University Of Toronto

Toronto
01/2021 → 04/2021

Mnp Llp

Toronto
09/2021 → 12/2021

Scotiabank

Toronto
05/2022 → 08/2022

Scotiabank

Toronto
03/2023 → 08/2024

Ey

Toronto
02/2025 → Present

Neuberger Berman

Chicago, IL
01/2024 → 05/2024

Columbia University

Chicago, IL
09/2018 → 06/2023

University Of Toronto

Toronto
08/2023 → 12/2024

Columbia Univeristy

New York, NY
01/2012 → 08/2018

Clifton College

Francistown

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-15

S66 Uniform Combined State Law Examination

2025-04-15

View on SEC IAPD

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