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222 N. Lasalle Street Suite 625, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-20 |
| NY | RA | APPROVED | 2026-01-20 |
| IL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
222 N. Lasalle Street Suite 625, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riviera Technologies, Inc. | Chicago | IL | 05/2026 | Present |
| Santa Barbara Mgmt, Llc | Chicago | IL | 12/2024 | Present |
| Partners Fund Capital | Santa Barbara | CA | 07/2022 | Present |
| Tegus, Inc. | Chicago | IL | 10/2019 | 10/2024 |
| Investment Group Of Santa Barbara | Santa Barbara | CA | 05/2016 | 06/2022 |
| Mindflash, Inc. | Palo Alto | CA | 06/2017 | 10/2018 |
| Harvard Business School | Boston | MA | 09/2015 | 05/2017 |
Riviera Technologies, Inc., Address: 222 N. LaSalle Suite 625 Chicago, IL 60601, Start Date: May 2026. Position: CEO and 25% Owner. Compensation received: yes. Number of hours/month devoted to this activity: 80 hours per month. Number of hours devoted to this activity during securities trading hours: 10 hours per week. Partners Fund, Inc. Yes, investment related. Nature of the business is the Bliss family office. My title is Vice President and Partner. Relationship began in July 2022. Number of hours per month devoted to the business is 25 hours. Hours per month during trading hours is 5 hours. My duties include advising the Partners Fund on investments and operations of the family office. Old Campus Holdings, LLC. Yes, investment related. Ownership of investment real estate. My title is manager. Relationship began in 2014. Number of hours per month devoted to the business is 1 hour. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of multifamily real estate. IGSB Cardinal Core BV, LLC. Yes, investment related. SPV for ownership of a stock in a company controlled by IGSB, my former employer. My title is member. Relationship began in 2020. Number of hours per month devoted to this entity is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Cardinal Core BX, LLC. Yes, investment related. SPV for ownership of a stock in a company controlled by IGSB, my former employer.. Number of hours per month devoted to this entity is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Maple Leaf Fund PI, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2022. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Harvest P II, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2018. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Harvest P III, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2018. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-26 |
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