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Robert Donald Casey Iii

Santa Barbara Management

Chicago, IL

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Current Employers
Santa Barbara Management

222 N. Lasalle Street Suite 625, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-20
NY RA APPROVED 2026-01-20
IL RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2026-01-20
  • NY RA
    APPROVED
    Since 2026-01-20
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

222 N. Lasalle Street Suite 625, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riviera Technologies, Inc. Chicago IL 05/2026 Present
Santa Barbara Mgmt, Llc Chicago IL 12/2024 Present
Partners Fund Capital Santa Barbara CA 07/2022 Present
Tegus, Inc. Chicago IL 10/2019 10/2024
Investment Group Of Santa Barbara Santa Barbara CA 05/2016 06/2022
Mindflash, Inc. Palo Alto CA 06/2017 10/2018
Harvard Business School Boston MA 09/2015 05/2017
  • 05/2026 → Present
    Riviera Technologies, Inc.
    Chicago, IL
  • 12/2024 → Present
    Santa Barbara Mgmt, Llc
    Chicago, IL
  • 07/2022 → Present
    Partners Fund Capital
    Santa Barbara, CA
  • 10/2019 → 10/2024
    Tegus, Inc.
    Chicago, IL
  • 05/2016 → 06/2022
    Investment Group Of Santa Barbara
    Santa Barbara, CA
  • 06/2017 → 10/2018
    Mindflash, Inc.
    Palo Alto, CA
  • 09/2015 → 05/2017
    Harvard Business School
    Boston, MA
Other Businesses

Riviera Technologies, Inc., Address: 222 N. LaSalle Suite 625 Chicago, IL 60601, Start Date: May 2026. Position: CEO and 25% Owner. Compensation received: yes. Number of hours/month devoted to this activity: 80 hours per month. Number of hours devoted to this activity during securities trading hours: 10 hours per week. Partners Fund, Inc. Yes, investment related. Nature of the business is the Bliss family office. My title is Vice President and Partner. Relationship began in July 2022. Number of hours per month devoted to the business is 25 hours. Hours per month during trading hours is 5 hours. My duties include advising the Partners Fund on investments and operations of the family office. Old Campus Holdings, LLC. Yes, investment related. Ownership of investment real estate. My title is manager. Relationship began in 2014. Number of hours per month devoted to the business is 1 hour. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of multifamily real estate. IGSB Cardinal Core BV, LLC. Yes, investment related. SPV for ownership of a stock in a company controlled by IGSB, my former employer. My title is member. Relationship began in 2020. Number of hours per month devoted to this entity is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Cardinal Core BX, LLC. Yes, investment related. SPV for ownership of a stock in a company controlled by IGSB, my former employer.. Number of hours per month devoted to this entity is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Maple Leaf Fund PI, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2022. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Harvest P II, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2018. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company. IGSB Harvest P III, LLC. Yes, investment related. SPV for ownership of a private company. My title is member. Relationship began in 2018. Number of hours per month devoted to the business is 0 hours. Hours per month during trading hours is 0 hours. This is a passive investment vehicle for ownership of a technology company.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-26
  • S65 Uniform Investment Adviser Law Examination
    2025-03-26
Other Names
  • Robert Casey

View on SEC IAPD

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